The Impact of Sarbanes-Oxley on the Governance of ERISA Retirement Plans.

Wayne Miller is the featured speaker on the FEI Teleconference:
“The Challenge of Being An ERISA Fiduciary:
Identification Of Risk Factors”
1:00pm ET/10:00am PT

Click here for Free registration

Being an ERISA fiduciary is unlike anything else you do in business.  As a practical matter, knowing what makes the job distinct was not important historically. That is no longer the case.

In managing ERISA retirement plans, the use of Sound Business Judgment generates risk whereas Sound Fiduciary Judgment mitigates that risk.

This program is the first in a six-part series that will provide an in-depth look at fiduciary governance plus executive-level guidance and solutions for the primary challenges fiduciaries now face:

• There are two sources of ERISA risk:  internal and external.
• What are the principles of sound fiduciary governance?
• How can you apply these principles to the management of your retirement plans?
• How to identify the impact of vendor self-interest on plan management?
• What are the 10 most common mistakes fiduciaries make?
• How do those mistakes generate exposure to liability?
• What has been learned about fiduciary behavior from field audits?
• What solutions exist to the challenges identified above?
  

This teleconference qualifies for 1 CPE credit.